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UBS has been overhauling its wealth management business in the United States for more than two years, integrating it into its global wealth management franchise. This latest move is no surprise, but leaves the private banking advisers involved with plenty of questions.
Amy Webster was a former bank broker for Wells Fargo Advisors for 13 years and claims the company made 'defamatory' remarks on her Form U5. Keith Ashley was already under investigation by the FBI, according to local police. The terminations raise questions about the company's former advisor program known as FAP. Compensation and control over the client relationship are two key issues surrounding the shutdown.
Recent Articles by Author. Wells Fargo loses defamation fight to fired broker Amy Webster was a former bank broker for Wells Fargo Advisors for 13 years and claims the company made 'defamatory' remarks on her Form U5. Financial adviser charged with murdering client over alleged Ponzi scheme Keith Ashley was already under investigation by the FBI, according to local police. Morgan Stanley fires 10 reps over account takeovers from retired advisers The terminations raise questions about the company's former advisor program known as FAP.
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